RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• F••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Feb 4, 2026 · Fort Lauderdale, Fl
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Feb 2, 2026 · Indianapolis, In
- P•••• S••••••••• L•• no RAUMMar 9, 2023 to Nov 14, 2024 · Indianapolis, In
- L•• E••••••••• L•• to S•••• I••••• S••••••••• L••left Feb 2, 2026, registered Feb 4, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- P•••••• F•••• no longer holds an investment adviser registration (last listed at S•••• I••••• S••••••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- P•••••• F•••• left L•• E••••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2026-02-04)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address