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Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC
JACKSONVILLE, NC | Vienna, VA | Hampstead, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVY FEDERAL INVESTMENT SERVICES, LLC | Bd affiliated wealth | Sep 19, 2022 | n/a | yes | Vienna, VA|JACKSONVILLE, NC|Hampstead, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 15, 2020 | Sep 19, 2022 | no | HAMPSTEAD, NC|STRUTHERS, OH|MORRISTOWN, NJ|TAR HEEL, NC|FAYETTEVILLE, NC|WILMINGTON, NC | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Oct 30, 2017 | Jun 10, 2020 | no | Struthers, OH|MORRISTOWN, NJ|HAMPSTEAD, NC|Hampstead, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | Oct 30, 2017 | no | CANFIELD, OH|CAMPBELL, OH|CANFIELD, OH|YOUNGSTOWN, OH|YOUNGSTOWN, OH|YOUNGSTOWN, OH|POLAND, OH|STRUTHERS, OH|BOARDMAN, OH|YOUNGSTOWN, OH|CAMPBELL, OH|YOUNGSTOWN, OH|YOUNGSTOWN, OH|YOUNGSTOWN, OH|POLAND, OH|YOUNGSTOWN, OH|WARREN, OH|HUBBARD, OH|STRUTHERS, OH | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Jul 24, 2007 | Nov 13, 2009 | no | CAMPBELL, OH|CLEVELAND, OH | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Feb 15, 2006 | Apr 5, 2007 | no | BOARDMAN, OH|BOARDMAN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | Sep 19, 2022 | Sep 19, 2022 | 0 | Firm change | RIA to ibd |
| PRIVATE ADVISOR GROUP, LLC | LPL FINANCIAL LLC | Jun 10, 2020 | Jun 15, 2020 | 5 | Firm change | RIA to ibd |
| PNC WEALTH MANAGEMENT | PRIVATE ADVISOR GROUP, LLC | Oct 30, 2017 | Oct 30, 2017 | 0 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATCITY INVESTMENTS, INC. | Apr 5, 2007 | Jul 24, 2007 | 110 | Firm change | Other |