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Advisor at MARINER
New Albany, IN | Cincinnati, OH | Lexington, KY | Louisville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Feb 26, 2018 | n/a | yes | Cincinnati, OH|Louisville, KY|Lexington, KY|New Albany, IN | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Jan 4, 2013 | Nov 26, 2018 | no | CINCINNATI, OH | Previous registration |
| RIVERPOINT CAPITAL MANAGEMENT, INC. | Former SEC adviser | Aug 20, 2009 | Dec 31, 2012 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | Mariner | Nov 26, 2018 | Feb 26, 2018 | -273 | Firm change after gap | Other |
| RIVERPOINT CAPITAL MANAGEMENT, INC. | MARINER WEALTH ADVISORS | Dec 31, 2012 | Jan 4, 2013 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165759:140195:OH:2018-11-26 | Nov 26, 2018 | Feb 26, 2018 | CINCINNATI, OH | Firm change after gap |