DFX Intelligence

K•••••• E•••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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K•••••• E•••••••• M•••••••

Advisor · Advisor at R••• P•••••• W••••• M•••••••••Certified Financial Planner15 years in industry· BEDFORD, NH

As of 2026-09-25 · this record's last observation

Relationships: 2
Dated events: 1
Observed: Jan 13, 2023 to Sep 25, 2026

As of 2026-09-25 · this record's last observation

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• P•••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• P•••••• W••••• M•••••••••	Former SEC adviser	Sep 10, 2026	n/a	yes	BEDFORD, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 13, 2023	Sep 24, 2026	no	Manchester, NH\|BEDFORD, NH\|Merrimac, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	R••• P•••••• W••••• M•••••••••	Sep 24, 2026	Sep 10, 2026	-14	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:343846:MA:2026-09-24	Sep 24, 2026	Sep 10, 2026	MERRIMAC, MA	Firm change

Relationships

Registered with (2)

→ R••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2023 to Sep 24, 2026factForm ADV

Dated events

Order

Occurred
24 Sep 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2023
Last observed: Sep 25, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.