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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 4, 2023 | n/a | yes | GREENVILLE, SC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 11, 2019 | Sep 20, 2023 | no | EASLEY, SC|GREENVILLE, SC|CLEMSON, SC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Oct 17, 2017 | Nov 12, 2018 | no | WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 20, 2023 | Oct 4, 2023 | 14 | Firm change | Wirehouse to wirehouse |
| BB&T SECURITIES, LLC | WELLS FARGO ADVISORS | Nov 12, 2018 | Jan 11, 2019 | 60 | Firm change | Ibd to wirehouse |