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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JEFFREY ALAN HOEHNER

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:dfd15d31-1933-36d6-00ba-fb546b208373

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 28, 2006
First registration: May 2, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5101107

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	SAN DIEGO, CA	Current employment
WBB SECURITIES, LLC	State registered	May 17, 2013	Apr 2, 2020	no	CRANFORD, NJ\|CRANFORD, NJ\|SAN DIEGO, CA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 30, 2012	May 14, 2013	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 10, 2012	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 17, 2008	Jun 1, 2009	no	SAN DIEGO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 2, 2006	Dec 4, 2008	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WBB SECURITIES, LLC	CETERA INVESTMENT ADVISERS LLC	Apr 2, 2020	Jun 29, 2023	1,183	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	WBB SECURITIES, LLC	May 14, 2013	May 17, 2013	3	Firm change	Other
MORGAN STANLEY	NEW ENGLAND SECURITIES CORPORATION	Apr 10, 2012	Mar 30, 2012	-11	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Dec 4, 2008	Nov 17, 2008	-17	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ WBB SECURITIES, LLCRegistered adviserregistration: previous registration
May 17, 2013 to Apr 2, 2020factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 30, 2012 to May 14, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 10, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 17, 2008 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 2, 2006 to Dec 4, 2008factForm ADV

Dated events

No dated event names this entity yet.