DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Alan Hoehner
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
20 y
since Apr 28, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · San Diego, Ca
- Wbb Securities, LLC state registeredMay 17, 2013 to Apr 2, 2020 · Cranford, Nj
- New England Securities Corporation formerMar 30, 2012 to May 14, 2013 · San Diego, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Apr 10, 2012 · San Diego, Ca
- Morgan Stanley & Co. LLC unclassifiedNov 17, 2008 to Jun 1, 2009 · San Diego, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 2, 2006 to Dec 4, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wbb Securities, LLC to Cetera Investment Advisers LLCleft Apr 2, 2020, registered Jun 29, 2023 (1183 days) · Other
- New England Securities Corporation to Wbb Securities, LLCleft May 14, 2013, registered May 17, 2013 (3 days) · Other
- Morgan Stanley to New England Securities Corporationleft Apr 10, 2012, registered Mar 30, 2012 (-11 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley & Co. LLCleft Dec 4, 2008, registered Nov 17, 2008 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address