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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

CRD 292433

GENEVA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfd16d5f-0ddf-d0d9-0668-5f251e0ad9ba

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 0
Observed: Jan 25, 2018 to Mar 25, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $932MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $524M
Private client RAUM: $872MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 225
Individual clients: 136
High net worth clients: 43
Custody, client assets: $879M
SEC number: 801-112502
CRD: 292433
Filings on the tape: 18
First filed: Jan 25, 2018
Latest filed: Mar 25, 2026
Organised: Corporation
Website: jsafrasarasin.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EGLI, JUERG	Director	Na	yes	01/2018	Jan 25, 2018	Dec 23, 2024
J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A.	Shareholder	E	yes	12/2008	Jan 25, 2018	Dec 23, 2024
J. SAFRA HOLDINGS LUXEMBOURG SARL	Shareholder	E	yes	09/2008	Jan 25, 2018	Dec 23, 2024
J. SAFRA SARASIN HOLDING AG	Shareholder	E	yes	01/2018	Jan 25, 2018	Dec 23, 2024
JACQUEMOUD, JEAN-PIERRE	Director	Na	yes	01/2018	Jan 25, 2018	Dec 23, 2024
JS INTERNATIONAL HOLDINGS LTD	Shareholder	E	yes	06/2017	Jan 25, 2018	Dec 23, 2024
MAXWELL, THOMAS, HERBERT	CHIEF EXECUTIVE OFFICER	Na	yes	04/2018	Oct 12, 2018	Dec 23, 2024
MENNA, COSTANTINO	CHIEF COMPLIANCE OFFICER	Na	yes	04/2022	Mar 30, 2023	Dec 23, 2024
SAFRA, DAVID, JOSEPH	Shareholder	C	yes	07/2017	Jan 25, 2018	Dec 23, 2024
SAFRA, JACOB, JOSEPH	Shareholder	C	yes	07/2017	Jan 25, 2018	Dec 23, 2024
SAFRA, VICKY	Shareholder	E	yes	07/2017	Jan 25, 2018	Dec 23, 2024
SASSOON, ELIE, VIVIEN	CHAIRMAN/DIRECTOR	Na	yes	01/2018	Jan 25, 2018	Dec 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANK J. SAFRA SARASIN AG	n/a	n/a	n/a	N	yes	n/a
SAFRA SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$932M	$524M	7	5	1	n/a	n/a
2024	Apr 30, 2025	$914M	$338M	9	8	1	n/a	n/a
2023	Mar 26, 2024	$651M	$281M	4	3	0	n/a	n/a
2022	Mar 30, 2023	$336M	$242M	4	2	0	n/a	n/a
2021	Mar 15, 2022	$398M	$216M	4	2	0	n/a	n/a
2020	Mar 30, 2021	$268M	$151M	3	1	0	n/a	n/a
2019	Mar 30, 2020	$194M	$133M	3	1	0	n/a	n/a
2018	Mar 27, 2019	$109M	$71.3M	3	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$932M	$914M	2.0%	$336M	40.5%	7	9	1	1

Relationships

Affiliated with (1)

← J. SAFRA ASSET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← EGLI, JUERGOwnerDIRECTOR, ownership code NA, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← MAXWELL, THOMAS, HERBERTOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 12, 2018 to Dec 23, 2024factForm ADV
← SAFRA, VICKYOwnerSHAREHOLDER, ownership code E, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← SAFRA, DAVID, JOSEPHOwnerSHAREHOLDER, ownership code C, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← SAFRA, JACOB, JOSEPHOwnerSHAREHOLDER, ownership code C, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← SASSOON, ELIE, VIVIENOwnerCHAIRMAN/DIRECTOR, ownership code NA, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← JACQUEMOUD, JEAN-PIERREOwnerDIRECTOR, ownership code NA, individual
Jan 25, 2018 to Dec 23, 2024factForm ADV
← MENNA, COSTANTINOOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Dec 23, 2024factForm ADV
← J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Jan 25, 2018 to Dec 23, 2024factForm ADV
← J. SAFRA HOLDINGS LUXEMBOURG SARLOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 25, 2018 to Dec 23, 2024factForm ADV
← J. SAFRA SARASIN HOLDING AGOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 25, 2018 to Dec 23, 2024factForm ADV
← JS INTERNATIONAL HOLDINGS LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 25, 2018 to Dec 23, 2024factForm ADV

Dated events

Occurred
Dec 23, 2024
Regulatory AUM changed
J. Safra Sarasin Asset Management (North America) Ltd reported RAUM $922.8M, up 42% from $651.0M (2024-03-26 to 2024-12-23)
Form ADVobserved 4 days ago
$272M
Occurred
Mar 26, 2024
Regulatory AUM changed
J. Safra Sarasin Asset Management (North America) Ltd reported RAUM $651.0M, up 94% from $335.9M (2023-03-30 to 2024-03-26)
Form ADVobserved 4 days ago
$315M
Occurred
Mar 30, 2023
Control person joined
Costantino Menna (Chief Compliance Officer) appeared on Schedule A of J. Safra Sarasin Asset Management (North America) Ltd
Form ADVobserved 4 days ago
Occurred
Mar 15, 2022
Regulatory AUM changed
J. Safra Sarasin Asset Management (North America) Ltd reported RAUM $398.0M, up 48% from $268.1M (2021-03-30 to 2022-03-15)
Form ADVobserved 4 days ago
$130M
Occurred
Mar 3, 2021
Control person left
Yacoub Joseph Safra (Shareholder) no longer on Schedule A of J. Safra Sarasin Asset Management (North America) Ltd (listed 2020-10-02, absent 2021-03-03)
Form ADVobserved 4 days ago
Occurred
Jan 25, 2018
First Form ADV filing
J. Safra Sarasin Asset Management (North America) Ltd filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfd16d5f-0ddf-d0d9-0668-5f251e0ad9ba
First observed: Jan 25, 2018
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

CRD 292433

GENEVA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfd16d5f-0ddf-d0d9-0668-5f251e0ad9ba

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EGLI, JUERG

Director

yes

01/2018

Jan 25, 2018

Dec 23, 2024

J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A.

Shareholder

yes

12/2008

Jan 25, 2018

Dec 23, 2024

J. SAFRA HOLDINGS LUXEMBOURG SARL

Shareholder

yes

09/2008

Jan 25, 2018

Dec 23, 2024

J. SAFRA SARASIN HOLDING AG

Shareholder

yes

01/2018

Jan 25, 2018

Dec 23, 2024

JACQUEMOUD, JEAN-PIERRE

Director

yes

01/2018

Jan 25, 2018

Dec 23, 2024

JS INTERNATIONAL HOLDINGS LTD

Shareholder

yes

06/2017

Jan 25, 2018

Dec 23, 2024

MAXWELL, THOMAS, HERBERT

CHIEF EXECUTIVE OFFICER

yes

04/2018

Oct 12, 2018

Dec 23, 2024

MENNA, COSTANTINO

CHIEF COMPLIANCE OFFICER

yes

04/2022

Mar 30, 2023

Dec 23, 2024

SAFRA, DAVID, JOSEPH

Shareholder

yes

07/2017

Jan 25, 2018

Dec 23, 2024

SAFRA, JACOB, JOSEPH

Shareholder

yes

07/2017

Jan 25, 2018

Dec 23, 2024

SAFRA, VICKY

Shareholder

yes

07/2017

Jan 25, 2018

Dec 23, 2024

SASSOON, ELIE, VIVIEN

CHAIRMAN/DIRECTOR

yes

01/2018

Jan 25, 2018

Dec 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANK J. SAFRA SARASIN AG

n/a

yes

n/a

SAFRA SECURITIES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$932M

$524M

n/a

2024

Apr 30, 2025

$914M

$338M

n/a

2023

Mar 26, 2024

$651M

$281M

n/a

2022

Mar 30, 2023

$336M

$242M

n/a

2021

Mar 15, 2022

$398M

$216M

n/a

2020

Mar 30, 2021

$268M

$151M

n/a

2019

Mar 30, 2020

$194M

$133M

n/a

2018

Mar 27, 2019

$109M

$71.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$932M

$914M

2.0%

$336M

40.5%