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CRD 131243
NEW YORK CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ADRIANO DE SOUZA VIEIRA | n/a | Aventura, FL | 10 | 14 | n/a | no |
| Fernanda Bomfim Araujo | n/a | AVENTURA, FL | NEW YORK CITY, NY | 6 | 18 | 4 | yes |
| NOAH MORGAN HARRIS | Chartered Financial Analyst | NEW YORK CITY, NY | 4 | 15 | 1 | no |
| DOV LASRY | Certified Financial Planner | Aventura, FL | 3 | 12 | n/a | yes |
| Leonardo Leta Furtado | n/a | Aventura, FL | 1 | 21 | n/a | no |
| Joshua N Kang | n/a | NEW YORK CITY, NY | 0 | 11 | n/a | no |
| Gabriel Morato | n/a | NEW YORK CITY, NY | 0 | 10 | 1 | no |
| Sion Benjamin Harari | n/a | NEW YORK CITY, NY | 0 | 10 | n/a | no |
| MICHAEL S RUZHANSKY | Certified Financial Planner | NEW YORK CITY, NY | 0 | 28 | 5 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MYHOBBY GLOBAL STRATEGY FUND LTD. | Other Private Fund | $70.2M | Aug 26, 2026 | 1 | Mar 30, 2016 | reported | n/a |
| SPE US FUND L.P. | Private Equity Fund | $64.4M | Aug 26, 2026 | 25 | Mar 31, 2023 | reported | n/a |
| JSAM UMA INVESTMENT FUND SPC BALANCE | n/a | $59.3M | Aug 26, 2026 | 141 | Aug 26, 2026 | reported | n/a |
| SELWORTH FUND LIMITED | Other Private Fund | $50.1M | Jun 28, 2021 | 1 | Mar 30, 2016 | dropped | n/a |
| JSAM UMA INVESTMENT FUND SPC AGGRESSIVE | n/a | $49.0M | Aug 26, 2026 | 13 | Aug 26, 2026 | reported | n/a |
| JSAM UMA INVESTMENT FUND SPC CONSERVATIVE | n/a | $38.5M | Aug 26, 2026 | 90 | Aug 26, 2026 | reported | n/a |
| DISCOVERY FUND LIMITED SAC | Other Private Fund | $30.1M | Jul 3, 2017 | 5 | Mar 30, 2016 | dropped | n/a |
| RIMON GLOBAL MACRO FUND LTD. | Hedge Fund | $27.3M | Mar 28, 2013 | 1 | Jun 15, 2012 | dropped | n/a |
| GREENTREE FUND LTD. | Hedge Fund | $25.2M | Mar 28, 2013 | 1 | Nov 19, 2012 | dropped | n/a |
| JSAM UMA INVESTMENT FUND SPC EQUITY | n/a | $23.9M | Aug 26, 2026 | 67 | Aug 26, 2026 | reported | n/a |
| FRONTIER TECHNOLOGY FUND LTD. | Hedge Fund | $20.8M | Oct 4, 2012 | 1 | Nov 23, 2011 | dropped | n/a |
| ANTARES GLOBAL STRATEGY FUND LTD. | Other Private Fund | $13.9M | Jul 3, 2017 | 1 | Mar 30, 2016 | dropped | n/a |
| GUARDING INVESTMENT HOLDINGS LP | Private Equity Fund | $8.6M | Aug 26, 2026 | 2 | May 14, 2020 | reported | n/a |
| BLUE EAGLE FUND LTD | Other Private Fund | $5,287 | Mar 30, 2018 | 1 | Mar 30, 2016 | dropped | n/a |
| BLUE SKY MULTI-STRATEGY FUND LTD. | Hedge Fund | $0 | Mar 28, 2013 | 1 | Mar 28, 2013 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Araujo, Fernanda, Bomfim | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2021 | Aug 26, 2026 | Aug 26, 2026 |
| BARROS, PATRICK, GODEFROY | CEO, DIRECTOR | Na | yes | 08/2019 | Aug 26, 2026 | Aug 26, 2026 |
| BONFIM, CARLOS, CESAR BERTACO | Director | Na | yes | 08/2004 | Aug 26, 2026 | Aug 26, 2026 |
| COLOMBO, RAFAELO | Director | Na | yes | 07/2016 | Aug 26, 2026 | Aug 26, 2026 |
| GRUNWALD, MARK, STEVEN | Director | Na | yes | 10/2009 | Aug 26, 2026 | Aug 26, 2026 |
| JAVIER, SIGMUND, PETER | Director | Na | yes | 10/2011 | Aug 26, 2026 | Aug 26, 2026 |
| MORATO, SIMONI, PASSOS | Director | Na | yes | 07/2008 | Aug 26, 2026 | Aug 26, 2026 |
| SAFRA NEW YORK CORPORATION | Shareholder | E | yes | 03/2005 | Aug 26, 2026 | Aug 26, 2026 |
| TOLIA, PARIN, HARENDRA | CHIEF INVESTMENT OFFICER | Na | yes | 01/2015 | Aug 26, 2026 | Aug 26, 2026 |
| VIEIRA, ADRIANO, DE SOUZA | DEPUTY CEO | Na | yes | 11/2025 | Aug 26, 2026 | Aug 26, 2026 |
| SAFRA, VICKY | Executrix | C | yes | 09/2021 | Mar 31, 2022 | Nov 13, 2024 |
| SNBNY HOLDINGS LIMITED, GIBRALTAR | SOLE SHAREHOLDER | E | yes | 03/2005 | Nov 23, 2011 | Nov 13, 2024 |
| THE ESTATE OF JOSEPH YACOUB SAFRA | Shareholder | E | yes | 09/2021 | Mar 31, 2022 | Nov 13, 2024 |
| SAFRA, DAVID, JOSEPH | Shareholder | C | no | 03/2023 | Mar 29, 2024 | Nov 13, 2024 |
| SAFRA, JACOB, JOSEPH | Shareholder | C | no | 03/2023 | Mar 29, 2024 | Nov 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD | n/a | Independent wealth | $932M | N | yes | n/a |
| BANK J. SAFRA SARASIN LTD | n/a | n/a | n/a | N | yes | n/a |
| J SAFRA INC | n/a | n/a | n/a | N | yes | n/a |
| JS GENERAL PARTNER L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| SAFRA NATIONAL BANK OF NEW YORK | n/a | n/a | n/a | N | yes | NY |
| SAFRA SECURITIES LLC | n/a | n/a | n/a | N | yes | NY |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Avenutra | FL | United States | 3 | yes |
| Miami | FL | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.3B | $6.2B | 22 | 13 | 2 | 7 | n/a |
| 2024 | Apr 3, 2025 | $4.6B | $4.5B | 19 | 6 | 2 | 4 | n/a |
| 2023 | Mar 29, 2024 | $3.7B | $3.6B | 19 | 6 | 1 | 3 | $141M |
| 2022 | Mar 31, 2023 | $3.6B | $3.5B | 14 | 4 | 1 | 3 | $135M |
| 2021 | Mar 31, 2022 | $3.9B | $3.9B | 14 | 4 | 1 | 2 | $64.1M |
| 2020 | Mar 31, 2021 | $2.6B | $2.5B | 13 | 7 | 1 | 3 | $116M |
| 2019 | May 14, 2020 | $1.9B | $1.9B | 16 | 7 | 1 | 3 | $72.3M |
| 2018 | Mar 29, 2019 | $1.5B | $1.4B | 16 | 11 | 1 | 2 | $60.6M |
| 2017 | Mar 30, 2018 | $1.6B | $1.5B | 13 | 9 | 1 | 3 | $74.5M |
| 2016 | Mar 31, 2017 | $1.0B | $844M | 12 | 9 | n/a | 5 | $94.4M |
| 2015 | Mar 30, 2016 | $954M | $564M | 14 | 12 | n/a | 5 | $148M |
| 2014 | Mar 31, 2015 | $598M | $223M | 13 | 10 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $348M | $20.0M | 13 | 6 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $345M | $52.6M | 19 | 6 | n/a | 3 | $52.6M |
| 2011 | Mar 30, 2012 | $335M | $24.4M | n/a | n/a | n/a | 1 | $24.4M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 1 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.3B | $4.6B | 36.0% | $3.6B | 20.7% | 22 | 19 | 2 | 2 |