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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LANCE ERIC DEVRIES

Advisor at J.P. MORGAN SECURITIES LLC

KENTWOOD, MI | CALEDONIA, MI

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Search this name across graphsid dfx:ria:dfd37ba6-a919-33f0-a86d-0ea1a7ea76d7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 16, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Nov 17, 2003
First registration: Jul 16, 1999
Dual registered: yes, broker-dealer
Other names: LANCE ERIC DEVRIES|LANCE ERIC DEVRIES
IAPD individual key: 3118785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	CALEDONIA, MI\|KENTWOOD, MI	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 22, 2008	Oct 1, 2012	no	TRAVERSE CITY, MI\|GRANDVILLE, MI\|GRANDVILLE, MI\|GRANDVILLE, MI\|GRAND RAPIDS, MI\|CALEDONIA, MI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Aug 27, 2004	May 16, 2005	no	GRAND RAPIDS, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 16, 1999	Jul 24, 2003	no	GRAND RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	May 16, 2005	Jul 22, 2008	1,163	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC ONE SECURITIES CORPORATION	Jul 24, 2003	Aug 27, 2004	400	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 22, 2008 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 27, 2004 to May 16, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 16, 1999 to Jul 24, 2003factForm ADV

Dated events

No dated event names this entity yet.