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Advisor at J.P. MORGAN SECURITIES LLC
FAIR OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 11, 2017 | n/a | yes | FAIR OAKS, CA | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 24, 2012 | May 3, 2017 | no | ARLINGTON, VA|CUPERTINO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2010 | Jul 23, 2012 | no | SAN FRANCISCO, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 23, 2010 | Oct 1, 2010 | no | SAN MATEO, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jan 5, 2010 | Feb 25, 2010 | no | ST LOUIS, MO|PACIFICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | J.P. MORGAN SECURITIES LLC | May 3, 2017 | Aug 11, 2017 | 100 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Jul 23, 2012 | Jul 24, 2012 | 1 | Firm change | Other |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 1, 2010 | Oct 1, 2010 | 0 | Firm change | Other |
| EDWARD JONES | WADDELL & REED | Feb 25, 2010 | Apr 23, 2010 | 57 | Firm change | Other |