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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

DAVID ALAN SHORR

Advisor at MORGAN STANLEY

Miami, FL | Aventura, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Aug 19, 1983
First registration: Dec 16, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1148482

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 25, 2022	n/a	yes	Miami, FL\|Aventura, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 27, 2012	Sep 6, 2022	no	NEW YORK, NY\|BEVERLY HILLS, CA\|SOUTHAMPTON, NY\|MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Aug 25, 2011	Feb 9, 2012	no	New York, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 16, 2002	Feb 28, 2005	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Sep 6, 2022	Aug 25, 2022	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Feb 9, 2012	Jan 27, 2012	-13	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	MORGAN STANLEY	Feb 28, 2005	Aug 25, 2011	2,369	Firm change after gap	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 25, 2011 to Feb 9, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 27, 2012 to Sep 6, 2022factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 16, 2002 to Feb 28, 2005factForm ADV

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
David Alan Shorr left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-08-25)
Form ADVobserved 6 days ago