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Feed of 09/14/2026
At current firm
4 y
since Aug 25, 2022
In the industry
43 y
since Aug 19, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 25, 2022 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 27, 2012 to Sep 6, 2022 · New York, Ny
- M••••• S•••••• wirehouseAug 25, 2011 to Feb 9, 2012 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedDec 16, 2002 to Feb 28, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 6, 2022, registered Aug 25, 2022 (-12 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 9, 2012, registered Jan 27, 2012 (-13 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M••••• S••••••left Feb 28, 2005, registered Aug 25, 2011 (2369 days) · Other
Signals
- D•••• A••• S•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-08-25)Sep 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address