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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

DERRICK SMITH ANDREWS

Advisor at MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MO | AUBURN, CA | REDDING, CA

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Search this name across graphsid dfx:ria:dfdfc825-3097-87ad-e4d4-c1e4d755c4a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: May 3, 1994
First registration: May 30, 2003
Dual registered: yes, broker-dealer
Other names: DIRK ANDREWS
IAPD individual key: 1852661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Sep 14, 2026	n/a	yes	KANSAS CITY, MO\|AUBURN, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 24, 2024	n/a	yes	AUBURN, CA\|REDDING, CA	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Jul 8, 2016	Jul 8, 2024	no	Auburn, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Sep 10, 2015	Jul 8, 2016	no	AUBURN, CA	Previous registration
THE PLANNERS NETWORK, INC.	Former SEC adviser	May 30, 2003	Oct 16, 2006	no	AUBURN, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	LPL FINANCIAL LLC	Jul 8, 2024	Jul 24, 2024	16	Firm change	Ibd to ibd
STRATEGIC WEALTH ADVISORS GROUP	MARINER ADVISOR NETWORK	Jul 8, 2016	Jul 8, 2016	0	Bulk transfer	Other
THE PLANNERS NETWORK, INC.	STRATEGIC WEALTH ADVISORS GROUP	Oct 16, 2006	Sep 10, 2015	3,251	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 24, 2024 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Jul 8, 2016 to Jul 8, 2024factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Sep 10, 2015 to Jul 8, 2016factForm ADV
→ THE PLANNERS NETWORK, INC.Registered adviserregistration: previous registration
May 30, 2003 to Oct 16, 2006factForm ADV

Dated events

Occurred
Jul 8, 2024
Advisor changed firm
Derrick Smith Andrews left Mariner Advisor Network for Lpl Financial Llc (registered 2024-07-24)
Form ADVobserved 4 days ago