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Advisor at TWIN RIVERS WEALTH MANAGEMENT
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TWIN RIVERS WEALTH MANAGEMENT | Independent wealth | Nov 23, 2020 | n/a | yes | SACRAMENTO, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 17, 2014 | Mar 6, 2020 | no | FAIR OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | TWIN RIVERS WEALTH MANAGEMENT | Mar 6, 2020 | Nov 23, 2020 | 262 | Firm change | Ibd to RIA |