DFX Intelligence

P••• W•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

P••• W•••••• D•••••••••

Advisor at M••••••• W••• F••• M•••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:dfe874e7-3ee9-fc99-d566-229d90bae2f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••• F••• M•••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••• F••• M•••••• L••	Mixed wealth	Sep 24, 2019	n/a	yes	DENVER, CO	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 23, 2004	Jan 2, 2009	no	NEW YORK, NY\|NEW YORK, NY\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••• W••• F••• M•••••• L••	Jan 2, 2009	Sep 24, 2019	3,917	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ M••••••• W••• F••• M•••••• L••Registered adviserregistration: current employment
Sep 24, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 23, 2004 to Jan 2, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfe874e7-3ee9-fc99-d566-229d90bae2f9
First observed: Jul 23, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.