DFX Intelligence
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Reading the graph
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Advisor at C•• A•••• M••••••••• G••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•• A•••• M••••••••• G•••• | Independent wealth | Jun 3, 2026 | n/a | yes | Warren, OH|Erie, PA|NAPLES, FL | Current employment |
| F•• W••••• M••••••••• | Former SEC adviser | May 14, 2019 | Dec 31, 2025 | no | Hermitage, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• W••••• M••••••••• | C•• A•••• M••••••••• G•••• | Dec 31, 2025 | Jun 3, 2026 | 154 | Firm change | Other |
| P•• W••••• M••••••••• | F•• W••••• M••••••••• | Oct 30, 2014 | May 14, 2019 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jan 1, 2004 | Oct 30, 2014 | no | MEADVILLE, PA|MEADVILLE, PA|GROVE CITY, PA|MEADVILLE, PA|CRANBERRY, PA|FRANKLIN, PA|OIL CITY, PA|MERCER, PA|SAEGERTOWN, PA | Previous registration |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | Jun 11, 2003 | Jan 1, 2004 | no | MEADVILLE, PA | Previous registration |
| Firm change after gap |
| Other |
| J••••• H•••••••• W••• L••••• L•• | P•• W••••• M••••••••• | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |