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Advisor at WELLS FARGO ADVISORS
CANONSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 15, 2020 | n/a | yes | CANONSBURG, PA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 5, 2012 | May 26, 2020 | no | CANONSBURG, PA|PITTSBURGH, PA|CANONSBURG, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jul 11, 2007 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 28, 2003 | Jul 1, 2003 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | May 26, 2020 | May 15, 2020 | -11 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jul 11, 2007 | Sep 5, 2012 | 1,883 | Firm change after gap | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:PA:2020-05-26 | May 26, 2020 | May 15, 2020 | CANONSBURG, PA | Firm change |