RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L• H••••••
- W•••• F•••• A••••••• wirehouse currentsince May 15, 2020 · Canonsburg, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 5, 2012 to May 26, 2020 · Canonsburg, Pa
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 11, 2007 · Pittsburgh, Pa
- P••••••••• E••••• G••••• L•• unclassifiedJan 28, 2003 to Jul 1, 2003 · Pittsburgh, Pa
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 26, 2020, registered May 15, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jul 11, 2007, registered Sep 5, 2012 (1883 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address