DFX Intelligence

D•••••• L•• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D•••••• L•• H••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e01026be-a926-029c-1680-fb5f12b417b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 11, 2011	n/a	yes	RICHMOND, VA\|QUINTON, VA\|SANDSTON, VA\|MIDLOTHIAN, VA\|PROVIDENCE FORGE, VA\|MECHANICSVILLE, VA\|NORGE, VA\|QUINTON, VA\|RICHMOND, VA\|POWHATAN, VA\|WILLIAMSBURG, VA\|RICHMOND, VA	Current employment
U•••• F•••••••• S••••••• G••••• I•••	n/a	Apr 30, 2008	Oct 11, 2011

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	L•• F•••••••• L••	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
B• I••••••••• L••	U•••• F•••••••• S••••••• G••••• I•••	Apr 30, 2008	Apr 30, 2008

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 11, 2011 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 30, 2008 to Oct 11, 2011factForm ADV
→ B• I••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2005 to Apr 30, 2008factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e01026be-a926-029c-1680-fb5f12b417b3
First observed: Mar 10, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.