D•••••• L•• H••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 11, 2011 · Richmond, Va
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Apr 30, 2008 to Oct 11, 2011 · Midlothian, Va
• B• I••••••••• L•• unclassified
  Jan 4, 2005 to Apr 30, 2008 · Midlothian, Va
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Mar 10, 1999 to Jan 12, 2005 · Midlothian, Va

• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
• B• I••••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••
  left Apr 30, 2008, registered Apr 30, 2008 (0 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to B• I••••••••• L••
  left Jan 12, 2005, registered Jan 4, 2005 (-8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address