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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

CARLA VOSS GENELLY

Advisor at CARLA VOSS GENELLY

CHICAGO, IL

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Search this name across graphsid dfx:ria:e012f076-4142-171a-d254-0fed926a4a8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARLA VOSS GENELLY
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Jan 14, 1985
First registration: Sep 3, 1998
Dual registered: yes, broker-dealer
Other names: CARLA MARIE VOSS
IAPD individual key: 1319534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	n/a	yes	CHICAGO, IL	Current employment
CARLA VOSS GENELLY	State registered	May 9, 2005	n/a	yes	CHICAGO, IL	Current employment
VMF CAPITAL	n/a	Nov 21, 2003	Dec 20, 2006	no	CHICAGO, IL	Previous registration
VMF CAPITAL LLC	n/a	Jan 19, 1999	Dec 31, 2003	no	CHICAGO, IL	Previous registration
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Sep 3, 1998	Apr 9, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONS FINANCIAL GROUP, INC.	VMF CAPITAL LLC	Apr 9, 2009	Jan 19, 1999	-3,733	Firm change after gap	Other
VMF CAPITAL	CARLA VOSS GENELLY	Dec 20, 2006	May 9, 2005	-590	Firm change after gap	Other
VMF CAPITAL LLC	VMF CAPITAL	Dec 31, 2003	Nov 21, 2003	-40	Firm change after gap	Other

Relationships

Registered with (4)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Aug 11, 2015 to presentfactForm ADV
→ CARLA VOSS GENELLYRegistered adviserregistration: current employment
May 9, 2005 to presentfactForm ADV
→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 3, 1998 to Apr 9, 2009factForm ADV
→ VMF CAPITALRegistered adviserregistration: previous registration
Nov 21, 2003 to Dec 20, 2006factForm ADV

Dated events

No dated event names this entity yet.