RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• V••• G••••••
- S•••••••• A•••••••• L•• BD affiliated currentsince Aug 11, 2015 · Chicago, Il
- C•••• V••• G•••••• state registered currentsince May 9, 2005 · Chicago, Il
- V•• C•••••• unclassifiedNov 21, 2003 to Dec 20, 2006 · Chicago, Il
- V•• C•••••• L•• unclassifiedJan 19, 1999 to Dec 31, 2003 · Chicago, Il
- N•••••• F•••••••• G••••• I••• independent RIASep 3, 1998 to Apr 9, 2009 · Chicago, Il
- N•••••• F•••••••• G••••• I••• to V•• C•••••• L••left Apr 9, 2009, registered Jan 19, 1999 (-3733 days) · Other
- V•• C•••••• to C•••• V••• G••••••left Dec 20, 2006, registered May 9, 2005 (-590 days) · Other
- V•• C•••••• L•• to V•• C••••••left Dec 31, 2003, registered Nov 21, 2003 (-40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address