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Advisor at NEW YORK FINANCIAL AVP, LLC
NEW YORK CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEW YORK FINANCIAL AVP, LLC | State registered | Jan 11, 2022 | n/a | yes | NEW YORK CITY, NY | Current employment |
| NEW YORK FINANCIAL AVP, LLC | State registered | Aug 28, 2015 | Jan 5, 2022 | no | NEW YORK CITY, NY|WINDHAM, NY | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Mar 25, 2013 | Dec 4, 2013 | no | WINDHAM, NY | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Nov 6, 2006 | Dec 31, 2011 | no | WINDHAM, NY | Previous registration |
| LADENBURG THALMANN ASSET MANAGEMENT INC | Other adviser | Mar 8, 2004 | Dec 7, 2004 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | NEW YORK FINANCIAL AVP, LLC | Dec 4, 2013 | Aug 28, 2015 | 632 | Firm change after gap | Other |
| LADENBURG THALMANN ASSET MANAGEMENT INC | INVESTACORP ADVISORY SERVICES INC | Dec 7, 2004 | Nov 6, 2006 | 699 | Firm change after gap | Other |