DFX Intelligence

C•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

C•••••• A•••••••

Advisor at L••••••••• W••••• A•••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:e02279b9-3215-e275-69a1-71dac6f5f0ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• W••••• A•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• W••••• A•••••••	Former SEC adviser	May 12, 2015	n/a	yes	DALLAS, TX	Current employment
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Sep 6, 2014	May 7, 2015	no	LEWISVILLE, TX\|GREENSBURG, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• A••••••• G••••• I•••	L••••••••• W••••• A•••••••	May 7, 2015	May 12, 2015	5	Firm change	Other

Relationships

Registered with (2)

→ L••••••••• W••••• A•••••••Registered adviserregistration: current employment
May 12, 2015 to presentfactForm ADV
→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 6, 2014 to May 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e02279b9-3215-e275-69a1-71dac6f5f0ed
First observed: Sep 6, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.