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RIA / WealthAdvisor35 years in industry

THOMAS RAYMOND PLATT

Advisor at CONNORS INVESTOR SERVICES INC

WYOMISSING, PA | Marietta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e023fa1e-0765-3a0c-7e78-308d281614e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Thomas Raymond Platt

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Thomas Raymond Platt

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONNORS INVESTOR SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 31, 1991
First registration: Mar 8, 2002
Dual registered: no
Other names: THOMAS R PLATT
IAPD individual key: 2075737

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONNORS INVESTOR SERVICES INC	Independent wealth	Mar 10, 2015	n/a	yes	WYOMISSING, PA\|Marietta, GA	Current employment
BLACKROCK FUND ADVISORS	Asset manager	Jun 12, 2007	Jun 15, 2011	no	SAN FRANCISCO, CA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Mar 8, 2002	May 7, 2007	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK FUND ADVISORS	CONNORS INVESTOR SERVICES INC	Jun 15, 2011	Mar 10, 2015	1,364	Firm change after gap	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	BLACKROCK FUND ADVISORS	May 7, 2007	Jun 12, 2007	36	Firm change	Other

Relationships

Registered with (3)

→ CONNORS INVESTOR SERVICES INCRegistered adviserregistration: current employment
Mar 10, 2015 to presentfactForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Jun 12, 2007 to Jun 15, 2011factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 8, 2002 to May 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e023fa1e-0765-3a0c-7e78-308d281614e1
First observed: Mar 8, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS RAYMOND PLATT

Advisor at CONNORS INVESTOR SERVICES INC

WYOMISSING, PA | Marietta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e023fa1e-0765-3a0c-7e78-308d281614e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CONNORS INVESTOR SERVICES INC

Independent wealth

Mar 10, 2015

n/a

yes

WYOMISSING, PA|Marietta, GA

Current employment

BLACKROCK FUND ADVISORS

Asset manager

Jun 12, 2007

Jun 15, 2011

SAN FRANCISCO, CA

Previous registration

PUTNAM INVESTMENT MANAGEMENT, LLC

Asset manager

Mar 8, 2002

May 7, 2007

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BLACKROCK FUND ADVISORS

CONNORS INVESTOR SERVICES INC

Jun 15, 2011

Mar 10, 2015

1,364

Firm change after gap

Other

PUTNAM INVESTMENT MANAGEMENT, LLC

BLACKROCK FUND ADVISORS

May 7, 2007

Jun 12, 2007

Firm change

Other