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P••• V•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P••• V•••• C••••••• L••

CRD 139934

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:e03d2e46-4316-0bff-0da8-04edfd5a3632

Data as of May 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Apr 23, 2012 to May 29, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••• V•••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $158MItem 5.F on the latest filing (2012-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $49.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• V•••• P•••••• E••••• F•••• L•	Private Equity Fund	$22.1M	May 29, 2012	25	Apr 23, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••• V••••••• K•••	CORPORATE SECRETARY	Na	yes	02/2006	Apr 23, 2012	May 29, 2012
R•••• P•••• A••••	INVESTMENT EXECUTIVE	C	yes	02/2006	Apr 23, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 23, 2012	$158M	$49.1M	n/a	n/a	n/a	2	$30.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$158M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

← P••• V•••• C••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ P••• V•••• P•••••• E••••• F•••• L•Private fundPrivate Equity Fund, IA
Apr 23, 2012 to presentfactForm ADV

Controls (3)

← S••••• T•••• R••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 23, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e03d2e46-4316-0bff-0da8-04edfd5a3632
First observed: Apr 23, 2012
Last observed: May 29, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.