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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

AARON SCOTT CLARK

Advisor at MARINER

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:44aabce5-171d-2d6e-ce3f-3660cf0a0e22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Mar 31, 2006
First registration: Apr 3, 2006
Dual registered: yes, broker-dealer
Other names: AARON CLARK
IAPD individual key: 5105909

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Nov 11, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	May 13, 2011	Dec 5, 2019	no	Lee's Summit, MO\|Tulsa, OK\|Overland Park, KS\|Scottsdale, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|MESA, AZ\|Dallas, TX\|Houston, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 27, 2009	no	Tulsa, OK	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Jul 19, 2007	Oct 1, 2008	no	TULSA, OK	Previous registration
PALO VERDE CAPITAL, LLC	Former SEC adviser	Sep 21, 2006	Oct 26, 2007	no	SCOTTSDALE, AZ	Previous registration
PARAGON FINANCIAL GROUP	n/a	Apr 3, 2006	Sep 7, 2006	no	TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOK FINANCIAL ADVISORS	Mariner	Dec 5, 2019	Nov 11, 2019	-24	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	BOK FINANCIAL ADVISORS	May 27, 2009	May 13, 2011	716	Firm change after gap	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
PALO VERDE CAPITAL, LLC	J.P. MORGAN SECURITIES INC.	Oct 26, 2007	Jul 19, 2007	-99	Firm change after gap	Other
PARAGON FINANCIAL GROUP	PALO VERDE CAPITAL, LLC	Sep 7, 2006	Sep 21, 2006	14	Firm change	Other

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Nov 11, 2019 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 13, 2011 to Dec 5, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 27, 2009factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Jul 19, 2007 to Oct 1, 2008factForm ADV
→ PALO VERDE CAPITAL, LLCRegistered adviserregistration: previous registration
Sep 21, 2006 to Oct 26, 2007factForm ADV
→ PARAGON FINANCIAL GROUPRegistered adviserregistration: previous registration
Apr 3, 2006 to Sep 7, 2006factForm ADV

Dated events

No dated event names this entity yet.