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Advisor at WELLS FARGO ADVISORS
CHATHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 9, 2024 | n/a | yes | CHATHAM, MA|CHATHAM, MA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 9, 2011 | May 6, 2021 | no | MADISON, CT|NEEDHAM, MA|MADISON, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 9, 2008 | Dec 19, 2011 | no | NEW HAVEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 19, 2011 | Dec 9, 2011 | -10 | Firm change | Wirehouse to wirehouse |