DFX Intelligence

A•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•••••• A•••••••• L••

CRD 335130

AUSTIN, TX

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Search this name across graphsid dfx:ria:e040b8b8-4328-64b4-f40a-bd3996f54957

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 38
On other graphs: 2
Observed: Jan 29, 2026 to Apr 14, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••• A•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A•••••• A•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $343M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $114Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••••• O•••••••••	n/a	AUSTIN, TX	0	13	2	yes
C••••• P••• W••••	n/a	AUSTIN, TX	0	11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• C••••••••• L•• S••••• A•••••••• P•• 1•	Private Equity Fund	$175M	Apr 14, 2026	36	Apr 14, 2026	reported	021-526697
A•••••• C••••••••• L•• S••••• A•••••••• P•• 4•	Private Equity Fund	$56.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• M••••••• I•••	Owner	E	yes	01/2025	Apr 14, 2026	Apr 14, 2026
K•••••• A•••••• S••••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2026	Apr 14, 2026	Apr 14, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$343M	$0	3	3	1	38	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$343M	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Controls (3)

← W••••• C•••••• P•••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Apr 14, 2026 to presentfactForm ADV
← K•••••• A•••••• S••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 14, 2026 to presentfactForm ADV
← A•••••• M••••••• I•••OwnerOWNER, ownership code E, domestic entity
Apr 14, 2026 to presentfactForm ADV

Registered with (3)

← A••••• S•••••• K•••••Advisor

Dated events

Occurred
Apr 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Apr 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$3.1M
Occurred
Apr 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$2.4M
Occurred
Apr 14, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e040b8b8-4328-64b4-f40a-bd3996f54957
First observed: Jan 29, 2026
Last observed: Apr 14, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.