DFX Intelligence

C••••• P••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••• P••• W••••

Advisor at A•••••• A•••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:d963c5d8-6d52-1f6b-af07-1b8582418228

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• A•••••••• L••	Asset manager	Apr 10, 2026	n/a	yes	AUSTIN, TX	Current employment
P•••• G•••• L••	Former SEC adviser	Mar 22, 2023	Feb 11, 2026	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• G•••• L••	A•••••• A•••••••• L••	Feb 11, 2026	Apr 10, 2026	58	Firm change	Other
U•• F•••••••• S••••••• I•••	P•••• G•••• L••	Feb 11, 2020	Mar 22, 2023

Relationships

Registered with (3)

→ A•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ P•••• G•••• L••Registered adviserregistration: previous registration
Mar 22, 2023 to Feb 11, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2019 to Feb 11, 2020factForm ADV

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
C••••• P••• W•••• left P•••• G•••• L•• for A•••••• A•••••••• L•• (registered 2026-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d963c5d8-6d52-1f6b-af07-1b8582418228
First observed: Jan 31, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.