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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

MICHAEL BERNARD NADEAU

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | Portland, ME

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Search this name across graphsid dfx:ria:e0466483-da3d-39eb-6c82-4e47a870ea3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 22, 1994
First registration: Jul 2, 2002
Dual registered: yes, broker-dealer
Other names: Mike Nadeau
IAPD individual key: 1801770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Sep 30, 2021	n/a	yes	STAMFORD, CT\|Portland, ME	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Feb 13, 2009	Jan 4, 2022	no	PORTLAND, ME\|DAMARISCOTTA, ME	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 7, 2003	Feb 18, 2009	no	PORTLAND, ME\|PORTLAND, ME	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 2, 2002	May 13, 2003	no	PORTLAND, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Jan 4, 2022	Sep 30, 2021	-96	Firm change after gap	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Feb 18, 2009	Feb 13, 2009	-5	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 13, 2003	May 7, 2003	-6	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Feb 13, 2009 to Jan 4, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 7, 2003 to Feb 18, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 2, 2002 to May 13, 2003factForm ADV

Dated events

Occurred
Jan 4, 2022
Advisor changed firm
Michael Bernard Nadeau left Rbc Capital Markets, Llc for Steward Partners Investment Advisory, Llc (registered 2021-09-30)
Form ADVobserved 4 days ago