DFX Intelligence

M•••••• B•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

M•••••• B•••• T••••••

Advisor at A••••••• C•••••• M••••••••• L••

RIDGEWOOD, NJ | Litchfield, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0490cba-cd67-6c71-f643-8a0bc1c42653

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 30, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• M••••••••• L••	Independent wealth	Feb 28, 2020	n/a	yes	RIDGEWOOD, NJ\|Litchfield, CT	Current employment
R•• I••••••••• A•••••••	Independent wealth	Mar 21, 2016	Feb 3, 2020	no	West Hartford, CT\|WEST HARTFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• I••••••••• A•••••••	A••••••• C•••••• M••••••••• L••	Feb 3, 2020	Feb 28, 2020	25	Firm change	RIA to RIA
B•••••• F••••• • S•••••• I••	R•• I••••••••• A•••••••	Apr 28, 2016	Mar 21, 2016

Relationships

Registered with (3)

→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 28, 2020 to presentfactForm ADV
→ R•• I••••••••• A•••••••Registered adviserregistration: previous registration
Mar 21, 2016 to Feb 3, 2020factForm ADV
→ B•••••• F••••• • S•••••• I••Registered adviserregistration: previous registration
May 30, 2013 to Apr 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0490cba-cd67-6c71-f643-8a0bc1c42653
First observed: May 30, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.