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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OXENFREE FINANCIAL

OXENFREE CAPITAL LLC, CRD 327105

MELBOURNE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e04f6151-cb92-c4f7-867e-29a0b44a6b35

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Jun 5, 2023 to Jun 22, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $249MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $31.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,983
Individual clients: 842
High net worth clients: 99
Custody, client assets: $70.9M
SEC number: 801-128275
CIK: 2009781
CRD: 327105
Filings on the tape: 19
First filed: Jun 5, 2023
Latest filed: Jun 22, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES XERXES PHILLIPS	n/a	MELBOURNE, FL	3	18	4	no
GARTH OVEAD MOREAU	n/a	MELBOURNE, FL	3	18	4	no
NATHAN R KALLAL	n/a	ORLANDO, FL \| MELBOURNE, FL	3	11	1	no
JOHN SINCHOK	n/a	MELBOURNE, FL	3	12	1	no
LUKE JONATHAN BUNCH	n/a	MELBOURNE, FL	3	12	1	no
Andrew Joseph Cettina	n/a	MELBOURNE, FL	2	12	n/a	no
GARY LEE STEER	Certified Financial Planner	MELBOURNE, FL	2	25	2	no
Erik James Bryan	n/a	MELBOURNE, FL	1	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUNCH, LUKE, JONATHAN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Feb 2, 2024	Jul 31, 2024
PHILLIPS, JAMES	President	E	yes	04/2023	Jun 5, 2023	Jul 31, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bokeelia	FL	United States	1	no
Orlando	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$250M	$202M	8	8	1	n/a	n/a
2024	Jan 23, 2025	$168M	$142M	8	8	2	n/a	n/a
2023	Feb 2, 2024	$121M	$95.7M	5	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$168M	48.4%	n/a	n/a	8	8	1	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AFFINITY FINANCIAL ADVISORS	2	Oct 6, 2023	Jul 10, 2023	LAWRENCE, KS	Team lift out	RIA to new firm	25.0%
CETERA INVESTMENT ADVISERS LLC	2	Jul 27, 2023	Jul 10, 2023	SATELLITE BEACH, FL	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (9)

← Erik James BryanAdvisorregistration: current employment
Apr 16, 2025 to presentfactForm ADV
← GARY LEE STEERAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Andrew Joseph CettinaAdvisorregistration: current employment
Jun 21, 2024 to presentfactForm ADV
← GARTH OVEAD MOREAUAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← NATHAN R KALLALAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← JOHN SINCHOKAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← LUKE JONATHAN BUNCHAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← JAMES XERXES PHILLIPSAdvisorregistration: current employment
Jul 6, 2023 to presentfactForm ADV
← JONATHAN CHRISTIAN CATHEYAdvisorregistration: previous registration
Feb 20, 2024 to Feb 2, 2026factForm ADV

Controls (2)

← PHILLIPS, JAMESOwnerPRESIDENT, ownership code E, individual
Jun 5, 2023 to Jul 31, 2024factForm ADV
← BUNCH, LUKE, JONATHANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 2, 2024 to Jul 31, 2024factForm ADV

Moved with (2)

← CETERA INVESTMENT ADVISERS LLCRegistered adviser2 advisors, team lift out
Jul 27, 2023 to Jul 10, 2023factForm ADV
← AFFINITY FINANCIAL ADVISORSRegistered adviser2 advisors, team lift out, same day
Oct 6, 2023 to Jul 10, 2023factForm ADV

Dated events

Occurred
Feb 2, 2026
Advisor changed firm
Jonathan Christian Cathey left Oxenfree Financial for Slagle Financial, Llc. (registered 2026-03-02)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2024
Control person joined
Luke Bunch (Chief Compliance Officer) appeared on Schedule A of Oxenfree Financial
Form ADVobserved 4 days ago
Occurred
Oct 6, 2023
Team lift-out
2 advisors left Affinity Financial Advisors (Lawrence, KS) for Oxenfree Financial on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 27, 2023
Team lift-out
2 advisors left Cetera Investment Advisers LLC (Satellite Beach, FL) for Oxenfree Financial a day apart
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 5, 2023
First Form ADV filing
Oxenfree Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e04f6151-cb92-c4f7-867e-29a0b44a6b35
First observed: Jun 5, 2023
Last observed: Jun 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OXENFREE FINANCIAL

OXENFREE CAPITAL LLC, CRD 327105

MELBOURNE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e04f6151-cb92-c4f7-867e-29a0b44a6b35

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES XERXES PHILLIPS

n/a

MELBOURNE, FL

GARTH OVEAD MOREAU

n/a

MELBOURNE, FL

NATHAN R KALLAL

n/a

ORLANDO, FL | MELBOURNE, FL

JOHN SINCHOK

n/a

MELBOURNE, FL

LUKE JONATHAN BUNCH

n/a

MELBOURNE, FL

Andrew Joseph Cettina

n/a

MELBOURNE, FL

n/a

GARY LEE STEER

Certified Financial Planner

MELBOURNE, FL

Erik James Bryan

n/a

MELBOURNE, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUNCH, LUKE, JONATHAN

CHIEF COMPLIANCE OFFICER

yes

01/2024

Feb 2, 2024

Jul 31, 2024

PHILLIPS, JAMES

President

yes

04/2023

Jun 5, 2023

Jul 31, 2024

City

State

Country

Employees

Also broker-dealer

Bokeelia

United States

Orlando

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$250M

$202M

n/a

2024

Jan 23, 2025

$168M

$142M

n/a

2023

Feb 2, 2024

$121M

$95.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$168M

48.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AFFINITY FINANCIAL ADVISORS

Oct 6, 2023

Jul 10, 2023

LAWRENCE, KS

Team lift out

RIA to new firm

25.0%

CETERA INVESTMENT ADVISERS LLC

Jul 27, 2023

Jul 10, 2023

SATELLITE BEACH, FL

Team lift out

Ibd to new firm

0.0%