DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••• F••••••••
Legal name O••••••• C•••••• L••
Latest filing Jun 22, 2026
First filing on the tape Jun 5, 2023 · 19 filings
SEC status approved since Jul 6, 2023
RAUM
$250M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
100%
$249M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$31.2M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$250M as of Jun 22, 2026
Feb 2, 2024$121M then
HNW client RAUM$142M as of Jun 22, 2026
Feb 2, 2024$61.9M then
State-registered IARs (5.B.3)3 as of Jun 22, 2026
Feb 2, 20245 then
Employees (5.A)8 as of Jun 22, 2026
Feb 2, 20245 then
Private funds: no history
RAUM +48% over the last fiscal yearIARs 3 to 3offices 2 to 1
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $31.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 118derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $125,960derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +38%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $70.9M, 478 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$142M57%
- Individuals$107M43%
- Charitable organizations$257,5320.1%
- Corporations and businesses$189,2010.1%
- Individual clients
- 842reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,983reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $70.9M for 478 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• X••••• P••••••• | Melbourne, Fl | Jul 6, 2023 | 18 y | 4 |
| G•••• O•••• M••••• | Melbourne, Fl | Jul 10, 2023 | 18 y | 4 |
| N••••• R• K••••• | Orlando, Fl | Jul 10, 2023 | 11 y | 1 |
| J••• S•••••• | Melbourne, Fl | Jul 10, 2023 | 12 y | 1 |
| L••• J••••••• B•••• | Melbourne, Fl | Jul 10, 2023 | 12 y | 1 |
| A••••• J••••• C•••••• | Melbourne, Fl | Jun 21, 2024 | 12 y | 0 |
| G••• L•• S••••Certified Financial Planner | Melbourne, Fl | Aug 27, 2024 | 25 y | 2 |
| E••• J•••• B•••• | Melbourne, Fl | Apr 16, 2025 | 15 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- J••••••• C•••••••• C••••• to S••••• F••••••••• L•••Feb 2, 2026 · RIA to RIA
Joined, latest
- G••• L•• S•••• from C•••••• G•••• • C• I••Aug 27, 2024 · Affiliated broker-dealer or bank to independent RIA
- G•••• O•••• M••••• from C••••• I••••••••• A••••••• L••Jul 10, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• S•••••• from A••••••• F•••••••• A•••••••Jul 10, 2023 · RIA to a newly registered adviser
- L••• J••••••• B•••• from A••••••• F•••••••• A•••••••Jul 10, 2023 · RIA to a newly registered adviser
- N••••• R• K••••• from A••••••• F•••••••• A•••••••Jul 10, 2023 · RIA to a newly registered adviser
- J•••• X••••• P••••••• from C••••• I••••••••• A••••••• L••Jul 6, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••• F•••••••• A•••••••Oct 6, 2023 · Lawrence, Ks
- 2 joined from C••••• I••••••••• A••••••• L••Jul 27, 2023 · Satellite Beach, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• L•••• J••••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- P•••••••• J•••• · Presidentcontrolsince 04/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Melbourne, Fl · principal | 8 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bokeelia, FL1 employees
- Orlando, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 18, 2026RAUM (Item 5.F) moved from $168,352,562 to $249,778,714 (+48.0%) between the annual amendments of 2025-01-23 and 2026-02-18; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 1,513 to 1,983Aug 25, 2025 to Feb 18, 2026
- BD registered reps · 3 to 0Aug 25, 2025 to Feb 18, 2026
- Charity clients · 4 to 5Aug 25, 2025 to Feb 18, 2026
- Corporate clients · 2 to 4Aug 25, 2025 to Feb 18, 2026
- HNW clients · 56 to 99Aug 25, 2025 to Feb 18, 2026
- Individual clients · 624 to 842Aug 25, 2025 to Feb 18, 2026
- Assets in custody · $61.0M to $70.9MAug 25, 2025 to Feb 18, 2026
- Discretionary RAUM · $142M to $202MAug 25, 2025 to Feb 18, 2026
- HNW RAUM · $88.8M to $142MAug 25, 2025 to Feb 18, 2026
- Individual RAUM · $79.1M to $107MAug 25, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $26.3M to $47.3MAug 25, 2025 to Feb 18, 2026
- RAUM · $168M to $250MAug 25, 2025 to Feb 18, 2026
- Other offices · 2 to 1Jul 3, 2025 to Aug 25, 2025
- Financial planning clients · 1-10 to 1-10Jan 23, 2025 to Jul 3, 2025
- Accounts · 1,232 to 1,513Jul 31, 2024 to Jan 23, 2025
- Advisory employees · 5 to 8Jul 31, 2024 to Jan 23, 2025
- BD registered reps · 0 to 3Jul 31, 2024 to Jan 23, 2025
- Charity clients · 1 to 4Jul 31, 2024 to Jan 23, 2025
- Corporate clients · unset to 2.0Jul 31, 2024 to Jan 23, 2025
- HNW clients · 43 to 56Jul 31, 2024 to Jan 23, 2025
- Individual clients · 517 to 624Jul 31, 2024 to Jan 23, 2025
- Assets in custody · $53.6M to $61.0MJul 31, 2024 to Jan 23, 2025
- Employees · 5 to 8Jul 31, 2024 to Jan 23, 2025
- Financial planning clients · 0 to 1-10Jul 31, 2024 to Jan 23, 2025
- HQ city · SATELLITE BEACH to MELBOURNEJul 31, 2024 to Jan 23, 2025
- State-registered IARs · 5 to 3Jul 31, 2024 to Jan 23, 2025
- Discretionary RAUM · $95.7M to $142MJul 31, 2024 to Jan 23, 2025
- HNW RAUM · $61.9M to $88.8MJul 31, 2024 to Jan 23, 2025
- Individual RAUM · $58.8M to $79.1MJul 31, 2024 to Jan 23, 2025
- Non-discretionary RAUM · $25.0M to $26.3MJul 31, 2024 to Jan 23, 2025
- RAUM · $121M to $168MJul 31, 2024 to Jan 23, 2025
- Related insurance company · false to trueJul 31, 2024 to Jan 23, 2025
- Accounts · 1,158 to 1,232Jan 5, 2024 to Feb 2, 2024
- HNW clients · 38 to 43Jan 5, 2024 to Feb 2, 2024
- Individual clients · 494 to 517Jan 5, 2024 to Feb 2, 2024
- Assets in custody · unset to 53558446.0Jan 5, 2024 to Feb 2, 2024
- Custody of client assets · false to trueJan 5, 2024 to Feb 2, 2024
- Insurance-licensed employees · 5 to 0Jan 5, 2024 to Feb 2, 2024
- Discretionary RAUM · $81.3M to $95.7MJan 5, 2024 to Feb 2, 2024
- HNW RAUM · $52.4M to $61.9MJan 5, 2024 to Feb 2, 2024
Signals
5 dated events
- Jonathan Christian Cathey left Oxenfree Financial for Slagle Financial, Llc. (registered 2026-03-02)Feb 2, 2026 · Advisor changed firm · fact
- Luke Bunch (Chief Compliance Officer) appeared on Schedule A of Oxenfree FinancialFeb 2, 2024 · Control person joined · fact
- 2 advisors left Affinity Financial Advisors (Lawrence, KS) for Oxenfree Financial on the same dayOct 6, 2023 · Team lift-out · derived
- 2 advisors left Cetera Investment Advisers LLC (Satellite Beach, FL) for Oxenfree Financial a day apartJul 27, 2023 · Team lift-out · derived
- Oxenfree Capital Llc filed its initial SEC registration (Form ADV)Jun 5, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-533-0033reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 321-282-3741reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 321-293-1010reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/OxenFree-Financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- oxenfreefinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 321-722-7882reportedpublic record, Form ADV, Jun 22, 2026
- Contact form
- oxenfreefinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- oxenfreefinancial.com/our-advisorsreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026