This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

May 8, 2019

First registration

Mar 17, 2020

Dual registered

yes, broker-dealer

Other names

RANEE DAY LAKEY|Ranee Day Young|Ranee Day Matthews|Ranee Day O'Neal|RANEE DAY GILLESPIE|Ranee Gillespie|Ranee Day Kent|Ranee D Kent|Ranee Kent

IAPD individual key

7053665

• Occurred

  Mar 11, 2025
  Advisor changed firm

  Ranee D Kent left Charles Schwab & Co., Inc. for Ameriprise Financial Services, Llc (registered 2026-02-21)

  Form ADVobserved 5 days ago
• Occurred

  May 27, 2022
  Advisor changed firm

  Ranee D Kent left Fidelity Personal And Workplace Advisors for Charles Schwab & Co., Inc. (registered 2022-06-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e05b4ab5-4730-b25a-4d4d-0243f460944b

First observed

Mar 17, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.