J••• E••• M••••

Advisor at O•••••••• A•••••••

BERKELEY HEIGHTS, NJ | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e065b247-494a-f786-0a40-42015a6be0c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 20, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• A•••••••	Independent wealth	Sep 11, 2025	n/a	yes	BERKELEY HEIGHTS, NJ\|WEST CHESTER, PA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 19, 2023	Aug 6, 2025	no	Philadelphia, PA\|west chester, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	O•••••••• A•••••••	Aug 6, 2025	Sep 11, 2025	36	Firm change	Wirehouse to RIA
A••••••••• L•••	J••• M••••• S••••••••• L••	Jan 25, 2023	Jan 19, 2023

Relationships

Registered with (4)

→ O•••••••• A•••••••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2023 to Aug 6, 2025factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Oct 19, 2021 to Jan 25, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e065b247-494a-f786-0a40-42015a6be0c7
First observed: Feb 20, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.