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Advisor at TRUIST ADVISORY SERVICES, INC.
ELDERSBURG, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | ELDERSBURG, MD | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | HUNT VALLEY, MD|WESTMINSTER, MD|CHARLOTTE, NC|SEVERNA PARK, MD|BALTIMORE, MD|OWINGS MILLS, MD|WESTMINSTER, MD|FINKSBURG, MD|WESTMINSTER, MD|RICHMOND, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 4, 2015 | Jan 2, 2018 | no | WESTMINSTER, MD|CHARLOTTE, NC|SEVERNA PARK, MD|RESITERSTOWN, MD|ELDERSBURG, MD|HUNT VALLEY, MD|BALTIMORE, MD|OWINGS MILLS, MD | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Nov 3, 2015 | no | WESTMINSTER, MD | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jan 22, 2008 | Jan 21, 2014 | no | WESTMINSTER, MD|ELDERSBURG, MD|WESTMINSTER, MD|EXTON, PA|FOREST HILL, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| CETERA INVESTMENT ADVISERS LLC | BB&T INVESTMENT SERVICES, INC. | Nov 3, 2015 | Nov 4, 2015 | 1 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:33856:MD:2015-11-03 | Nov 3, 2015 | Nov 4, 2015 | WESTMINSTER, MD | Firm change |