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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

CRD 112641

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e071aa9e-351f-697b-b8fb-2e1f0b6869a1

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Mar 11, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $147MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $102M
Private client RAUM: $144MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $48.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 574
Individual clients: 96
High net worth clients: 50
Custody, client assets: $116M
SEC number: 801-79381
CRD: 112641
Filings on the tape: 27
First filed: Mar 28, 2012
Latest filed: Mar 11, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS GRAY TWOMBLY	n/a	AUSTIN, TX	23	42	n/a	no
MARK ALLEN WARD	Certified Financial Planner\|Chartered Financial Consultant	AUSTIN, TX	23	27	n/a	no
CHRISTOPHER JACOB VASQUEZ	n/a	AUSTIN, TX	11	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TWOMBLY, THOMAS, GRAY	PRESIDENT / CHIEF COMPLIANCE OFFICER	E	yes	07/2001	Mar 28, 2012	Feb 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$147M	$102M	5	3	0	n/a	n/a
2024	Mar 18, 2025	$131M	$88.7M	5	3	0	n/a	n/a
2023	Feb 20, 2024	$107M	$75.8M	5	3	0	n/a	n/a
2022	Mar 17, 2023	$98.4M	$67.9M	5	3	0	n/a	n/a
2021	Mar 2, 2022	$130M	$93.1M	7	3	0	n/a	n/a
2020	Jan 28, 2021	$173M	$125M	3	3	0	n/a	n/a
2019	Mar 24, 2020	$225M	$155M	6	6	0	n/a	n/a
2018	Mar 26, 2019	$178M	$138M	7	7	0	n/a	n/a
2017	Mar 15, 2018	$183M	$137M	7	7	0	n/a	n/a
2016	Mar 15, 2017	$142M	$108M	8	8	n/a	n/a	n/a
2015	Mar 15, 2016	$134M	$105M	8	8	n/a	n/a	n/a
2014	Mar 19, 2015	$129M	$102M	7	7	n/a	n/a	n/a
2011	Mar 28, 2012	$81.3M	$63.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$147M	$131M	12.0%	$98.4M	14.2%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NORTHWEST ASSET MANAGEMENT	3	Nov 20, 2020	Nov 23, 2020	AUSTIN, TX	Firm absorbed	RIA to RIA	50.0%

Relationships

Registered with (9)

← CHRISTOPHER JACOB VASQUEZAdvisorregistration: current employment
Sep 30, 2014 to presentfactForm ADV
← THOMAS GRAY TWOMBLYAdvisorregistration: current employment
Aug 27, 2003 to presentfactForm ADV
← MARK ALLEN WARDAdvisorregistration: current employment
Aug 27, 2003 to presentfactForm ADV
← CATHRYN GRANGEAdvisorregistration: previous registration
Aug 27, 2003 to Nov 20, 2020factForm ADV
← MEGAN KELLY POOREAdvisorregistration: previous registration
Jan 20, 2004 to Nov 20, 2020factForm ADV
← HAL BLECKLEY DOBBSAdvisorregistration: previous registration
Jul 30, 2004 to Nov 20, 2020factForm ADV
← Preston Huntley NeumannAdvisorregistration: previous registration
Oct 8, 2015 to Jun 18, 2018factForm ADV
← THOMAS JAMES STEVENSONAdvisorregistration: previous registration
Sep 8, 2014 to Nov 18, 2014factForm ADV
← ROBERT STIRLING PHIPPSAdvisorregistration: previous registration
Aug 27, 2003 to Jul 18, 2005factForm ADV

Controls (1)

← TWOMBLY, THOMAS, GRAYOwnerPRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Feb 20, 2024factForm ADV

Moved with (1)

→ NORTHWEST ASSET MANAGEMENTRegistered adviser3 advisors, firm absorbed, same day
Nov 20, 2020 to Nov 23, 2020factForm ADV

Dated events

Occurred
Mar 11, 2014
First Form ADV filing
Lucien Stirling & Gray Advisory Group Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e071aa9e-351f-697b-b8fb-2e1f0b6869a1
First observed: Mar 28, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUCIEN STIRLING & GRAY ADVISORY GROUP INC

CRD 112641

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e071aa9e-351f-697b-b8fb-2e1f0b6869a1

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS GRAY TWOMBLY

n/a

AUSTIN, TX

n/a

MARK ALLEN WARD

Certified Financial Planner|Chartered Financial Consultant

AUSTIN, TX

n/a

CHRISTOPHER JACOB VASQUEZ

n/a

AUSTIN, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TWOMBLY, THOMAS, GRAY

PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

07/2001

Mar 28, 2012

Feb 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$147M

$102M

n/a

2024

Mar 18, 2025

$131M

$88.7M

n/a

2023

Feb 20, 2024

$107M

$75.8M

n/a

2022

Mar 17, 2023

$98.4M

$67.9M

n/a

2021

Mar 2, 2022

$130M

$93.1M

n/a

2020

Jan 28, 2021

$173M

$125M

n/a

2019

Mar 24, 2020

$225M

$155M

n/a

2018

Mar 26, 2019

$178M

$138M

n/a

2017

Mar 15, 2018

$183M

$137M

n/a

2016

Mar 15, 2017

$142M

$108M

n/a

2015

Mar 15, 2016

$134M

$105M

n/a

2014

Mar 19, 2015

$129M

$102M

n/a

2011

Mar 28, 2012

$81.3M

$63.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$147M

$131M

12.0%

$98.4M

14.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NORTHWEST ASSET MANAGEMENT

Nov 20, 2020

Nov 23, 2020

AUSTIN, TX

Firm absorbed

RIA to RIA

50.0%