DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lucien Stirling & Gray Advisory Group Inc
Latest filing Mar 11, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since Apr 3, 2014
RAUM
$147M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
98%
$144M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$48.9M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$147M as of Mar 11, 2026
Mar 28, 2012$81.3M then
HNW client RAUM$109M as of Mar 11, 2026
Mar 15, 2018$92.1M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Mar 11, 2026
Mar 19, 20157 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $48.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $255,328derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $116M, 126 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M74%
- Individuals$34.9M24%
- Pension and profit-sharing plans$2.9M2.0%
- Individual clients
- 96reported
- HNW clients
- 50reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 574reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $116M for 126 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Allen WardCertified Financial Planner, Chartered Financial Consultant | Austin, Tx | Aug 27, 2003 | 27 y | 0 |
| Thomas Gray Twombly | Austin, Tx | Aug 27, 2003 | 42 y | 0 |
| Christopher Jacob Vasquez | Austin, Tx | Sep 30, 2014 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Megan Kelly Poore to Northwest Asset ManagementNov 20, 2020 · RIA to RIA
- Hal Bleckley Dobbs to Northwest Asset ManagementNov 20, 2020 · RIA to RIA
- Cathryn Grange to Northwest Asset ManagementNov 20, 2020 · RIA to RIA
- Preston Huntley Neumann to Eagle Strategies LLCJun 18, 2018 · RIA to affiliated broker-dealer or bank
- Thomas James Stevenson to Austin AssetNov 18, 2014 · Other
- Robert Stirling Phipps to Choice Investments, Inc.Jul 18, 2005 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Northwest Asset ManagementNov 20, 2020 · Austin, Tx · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gray Thomas Twombly · President / Chief Compliance Officercontrolsince 07/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 599 to 574Mar 18, 2025 to Mar 11, 2026
- HNW clients · 46 to 50Mar 18, 2025 to Mar 11, 2026
- Individual clients · 98 to 96Mar 18, 2025 to Mar 11, 2026
- Assets in custody · $114M to $116MMar 18, 2025 to Mar 11, 2026
- Discretionary RAUM · $88.7M to $102MMar 18, 2025 to Mar 11, 2026
- HNW RAUM · $90.4M to $109MMar 18, 2025 to Mar 11, 2026
- Individual RAUM · $37.6M to $34.9MMar 18, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $42.2M to $44.3MMar 18, 2025 to Mar 11, 2026
- Pension RAUM · $3.0M to $2.9MMar 18, 2025 to Mar 11, 2026
- RAUM · $131M to $147MMar 18, 2025 to Mar 11, 2026
- Accounts · 504 to 599Feb 20, 2024 to Mar 18, 2025
- HNW clients · 36 to 46Feb 20, 2024 to Mar 18, 2025
- Individual clients · 121 to 98Feb 20, 2024 to Mar 18, 2025
- Assets in custody · $15.5M to $114MFeb 20, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Feb 20, 2024 to Mar 18, 2025
- Discretionary RAUM · $75.8M to $88.7MFeb 20, 2024 to Mar 18, 2025
- HNW RAUM · $62.9M to $90.4MFeb 20, 2024 to Mar 18, 2025
- Individual RAUM · $41.4M to $37.6MFeb 20, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $31.5M to $42.2MFeb 20, 2024 to Mar 18, 2025
- Pension RAUM · $2.9M to $3.0MFeb 20, 2024 to Mar 18, 2025
- RAUM · $107M to $131MFeb 20, 2024 to Mar 18, 2025
- Accounts · 615 to 504Mar 17, 2023 to Feb 20, 2024
- Corporate clients · 1 to 0Mar 17, 2023 to Feb 20, 2024
- HNW clients · 28 to 36Mar 17, 2023 to Feb 20, 2024
- Individual clients · 124 to 121Mar 17, 2023 to Feb 20, 2024
- Pension plan clients · 0 to 1Mar 17, 2023 to Feb 20, 2024
- Assets in custody · $62.0M to $15.5MMar 17, 2023 to Feb 20, 2024
- Discretionary RAUM · $67.9M to $75.8MMar 17, 2023 to Feb 20, 2024
- HNW RAUM · $52.6M to $62.9MMar 17, 2023 to Feb 20, 2024
- Individual RAUM · $42.8M to $41.4MMar 17, 2023 to Feb 20, 2024
- Non-discretionary RAUM · $30.5M to $31.5MMar 17, 2023 to Feb 20, 2024
- Pension RAUM · $0 to $2.9MMar 17, 2023 to Feb 20, 2024
- RAUM · $98.4M to $107MMar 17, 2023 to Feb 20, 2024
- Accounts · 625 to 615Mar 2, 2022 to Mar 17, 2023
- Corporate clients · 0 to 1Mar 2, 2022 to Mar 17, 2023
- HNW clients · 56 to 28Mar 2, 2022 to Mar 17, 2023
- Individual clients · 96 to 124Mar 2, 2022 to Mar 17, 2023
- Pension plan clients · 1 to 0Mar 2, 2022 to Mar 17, 2023
- Assets in custody · $113M to $62.0MMar 2, 2022 to Mar 17, 2023
- Employees · 7 to 5Mar 2, 2022 to Mar 17, 2023
Signals
1 dated events
- Lucien Stirling & Gray Advisory Group Inc filed its initial SEC registration (Form ADV)Mar 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-458-2517reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lucien-stirling-&-gray-advisory-group-ireportedpublic record, Form ADV, Sep 18, 2026
- Website
- LSGGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-458-2517reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- lsggroup.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lsggroup.com/about/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026