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Advisor at EDWARD JONES
Troy, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jan 31, 2023 | n/a | yes | ST. LOUIS, MO|Troy, MO | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 6, 2021 | Dec 19, 2022 | no | ST. LOUIS, MO | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Mar 19, 2018 | Jan 11, 2021 | no | St. Louis, MO|St Louis, MO|ST. LOUIS, MO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Mar 19, 2018 | Dec 31, 2020 | no | St. Louis, MO|Westlake, TX|St Louis, MO|St. Louis, MO|St Louis, MO | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jun 5, 2017 | Mar 19, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | EDWARD JONES | Dec 19, 2022 | Jan 31, 2023 | 43 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jan 11, 2021 | Apr 6, 2021 | 85 | Firm change | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 31, 2020 | Mar 19, 2018 | -1,018 | Bulk transfer | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE, INC. | Mar 19, 2018 | Mar 19, 2018 | 0 | Channel change | Other |