DFX Intelligence

S•••• P•••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S•••• P•••••• K••••••••

Advisor at B•••••••• I••••••••• G••••

PHOENIX, AZ | Sea Bright, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Sep 23, 2025	n/a	yes	Sea Bright, NJ\|PHOENIX, AZ	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 14, 2021	Sep 10, 2025	no	Woodbury, NY\|New York, NY\|New York, NY\|Woodbury, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	B•••••••• I••••••••• G••••	Sep 10, 2025	Sep 23, 2025	13	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	May 3, 2018	Jun 14, 2021

Relationships

Registered with (3)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Sep 23, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2021 to Sep 10, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 6, 2014 to May 3, 2018factForm ADV

Dated events

Occurred
Sep 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 6, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.