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RIA / WealthAdvisor16 years in industry

CHARLES H RANDALL

Advisor at HOBART WEALTH

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:e089d767-ff4a-0a4f-f897-c463d900e9cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOBART WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 15, 2010
First registration: Jul 16, 2010
Dual registered: no
Other names: CHARLES H RANDALL|Charles Randall|Chip Randall
IAPD individual key: 4943910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOBART WEALTH	Independent wealth	Nov 3, 2025	n/a	yes	CHARLOTTE, NC	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 2, 2019	Jun 17, 2024	no	Atlanta, GA\|Los Angeles, CA\|NEW YORK, NY\|STAMFORD, CT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 28, 2018	Aug 27, 2019	no	Scottsdale, AZ\|Phoenix, AZ	Previous registration
MORGAN STANLEY	Wirehouse	Jul 16, 2010	Mar 2, 2018	no	Jericho, NY\|CHARLOTTE, NC\|PURCHASE, NY\|New York, NY\|ANDERSON, SC\|Augusta, GA\|Charleston, SC\|Charlotte, NC\|Columbia, SC\|Greenville, SC\|Hilton Head Island, SC\|Cornelius, NC\|Savannah, GA\|Spartanburg, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	HOBART WEALTH	Jun 17, 2024	Nov 3, 2025	504	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	RBC CAPITAL MARKETS, LLC	Aug 27, 2019	Oct 2, 2019	36	Firm change	Ibd to ibd
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Mar 2, 2018	Sep 28, 2018	210	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ HOBART WEALTHRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 2, 2019 to Jun 17, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 28, 2018 to Aug 27, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 16, 2010 to Mar 2, 2018factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Charles H Randall left Rbc Capital Markets, Llc for Hobart Wealth (registered 2025-11-03)
Form ADVobserved 6 days ago