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RIA / WealthAdvisorCertified Financial Planner21 years in industry

Brian E. O'Neil

Advisor at CERTUITY, LLC

NORTH PALM BEACH, FL | Highlands Ranch, CO

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Search this name across graphsid dfx:ria:e08ba2af-b709-e567-995a-0fe400808c57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERTUITY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Mar 28, 2005
First registration: Feb 14, 2005
Dual registered: no
Other names: Brian Emmett ONeil|Brian Emmett O'Neil
IAPD individual key: 2586624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERTUITY, LLC	Independent wealth	Jan 5, 2026	n/a	yes	NORTH PALM BEACH, FL\|Highlands Ranch, CO	Current employment
JANICZEK WEALTH MANAGEMENT	Former SEC adviser	Oct 31, 2015	Jun 13, 2017	no	DENVER, CO	Previous registration
KARSTEN ADVISORS	Former SEC adviser	Sep 25, 2014	Oct 13, 2015	no	GREENWOOD VILLAGE, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 14, 2005	Aug 15, 2014	no	Glendale, CO\|DENVER, CO\|DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANICZEK WEALTH MANAGEMENT	CERTUITY, LLC	Jun 13, 2017	Jan 5, 2026	3,128	Firm change after gap	Other
KARSTEN ADVISORS	JANICZEK WEALTH MANAGEMENT	Oct 13, 2015	Oct 31, 2015	18	Firm change	Other
ADVICE AND PLANNING SERVICES	KARSTEN ADVISORS	Aug 15, 2014	Sep 25, 2014	41	Firm change	Other

Relationships

Registered with (4)

→ CERTUITY, LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ JANICZEK WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 31, 2015 to Jun 13, 2017factForm ADV
→ KARSTEN ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2014 to Oct 13, 2015factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 14, 2005 to Aug 15, 2014factForm ADV

Dated events

No dated event names this entity yet.