DFX Intelligence

K•••• A••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••• A••• P•••••••

Advisor at W•••••• C••••• F•••••••• A••••••• L••

VERONA, WI

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Search this name across graphsid dfx:ria:e09f1571-f42c-53dd-0f9c-993b29c1581d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• C••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• C••••• F•••••••• A••••••• L••	Independent wealth	Jan 25, 2019	n/a	yes	VERONA, WI	Current employment
T••• F•••••••• A•••••••	Former SEC adviser	Mar 1, 2016	Jan 15, 2019	no	Madison, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• F•••••••• A•••••••	W•••••• C••••• F•••••••• A••••••• L••	Jan 15, 2019	Jan 25, 2019	10	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••• F•••••••• A•••••••	Feb 11, 2016	Mar 1, 2016

Relationships

Registered with (3)

→ W•••••• C••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Jan 25, 2019 to presentfactForm ADV
→ T••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 1, 2016 to Jan 15, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 19, 2014 to Feb 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e09f1571-f42c-53dd-0f9c-993b29c1581d
First observed: Sep 19, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.