DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••• F••••••••• L••
GROVEPORT, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• F••••••••• L•• | Independent wealth | Oct 30, 2015 | n/a | yes | GROVEPORT, OH | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Dec 3, 2014 | Oct 15, 2015 | no | COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH|HILLIARD, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | R•••• F••••••••• L•• | Oct 15, 2015 | Oct 30, 2015 | 15 | Firm change | Other |
| W••••••• F•••••••• S•••••••• I••• | P•• W••••• M••••••••• | Nov 30, 2010 | Dec 3, 2014 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | May 3, 2010 | Nov 30, 2010 | no | Columbus, OH | Previous registration |
| J••• H•••••• I••••••••• M••••••••• L•• | Asset manager | Dec 24, 2008 | Apr 9, 2010 | no | COLUMBUS, OH|BOSTON, MA | Previous registration |
| J••• H•••••• D••••••••• L•• | n/a | Oct 16, 2006 | Dec 31, 2006 | no | LOMBARD, IL|TORONTO, ONTARIO|COLUMBUS, OH|GLENDALE HEIGHTS, IL|ATLANTA, GA|GLENDALE HEIGHTS, IL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2006 | Sep 28, 2006 | no | ROANOKE, VA|NEW YORK, NY|ROANOKE, VA | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Jul 1, 2005 | Feb 21, 2006 | no | ROANOKE, VA | Previous registration |
| 1,464 |
| Firm change after gap |
| Other |
| J••• H•••••• I••••••••• M••••••••• L•• | W••••••• F•••••••• S•••••••• I••• | Apr 9, 2010 | May 3, 2010 | 24 | Firm change | Other |
| J••• H•••••• D••••••••• L•• | J••• H•••••• I••••••••• M••••••••• L•• | Dec 31, 2006 | Dec 24, 2008 | 724 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | J••• H•••••• D••••••••• L•• | Sep 28, 2006 | Oct 16, 2006 | 18 | Firm change | Other |
| L••• M•••• W••• W•••••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |