DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

STEVEN EUGENE SWEIGERT

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Ocean City, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0ae938b-74cf-c0af-b164-48d2ab393074

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 30, 2008
First registration: Nov 20, 2008
Dual registered: yes, broker-dealer
Other names: STEVEN SWEIGERT|STEVE SWEIGERT
IAPD individual key: 5587426

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 2, 2020	n/a	yes	Ocean City, MD	Current employment
PKS INVESTMENT ADVISORS LLC	Independent wealth	Aug 28, 2015	Jan 2, 2020	no	SALISBURY, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 5, 2010	Jul 22, 2015	no	OCEAN CITY, MD\|SALISBURY, MD\|EASTON, MD\|CHESTERTOWN, MD\|OCEAN CITY, MD\|CAMBRIDGE, MD\|CHESTER, MD	Previous registration
EDWARD JONES	National bd RIA	Nov 20, 2008	Jan 27, 2009	no	BERLIN, MD\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PKS INVESTMENT ADVISORS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 2, 2020	Jan 2, 2020	0	Firm change	RIA to ibd
SUNTRUST INVESTMENT SERVICES, INC.	PKS INVESTMENT ADVISORS LLC	Jul 22, 2015	Aug 28, 2015	37	Firm change	Other
EDWARD JONES	SUNTRUST INVESTMENT SERVICES, INC.	Jan 27, 2009	Oct 5, 2010	616	Firm change after gap	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 2, 2020 to presentfactForm ADV
→ PKS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 28, 2015 to Jan 2, 2020factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 5, 2010 to Jul 22, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 20, 2008 to Jan 27, 2009factForm ADV

Dated events

No dated event names this entity yet.