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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PRIVATE CAPITAL STRATEGIES, LLC

CRD 163569

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0b7e580-ee66-6b09-2bb1-e41c7a1b2af7

Data as of Apr 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Apr 10, 2012 to Apr 26, 2021
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.1MItem 5.F on the latest filing (2021-04-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $6.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $6.1M
SEC number: 801-76530
CRD: 163569
Filings on the tape: 17
First filed: Apr 10, 2012
Latest filed: Apr 26, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BAYBERRY-WEST PARTNERS, L.P.	Hedge Fund	$5.2M	Mar 21, 2024	7	Apr 10, 2012	reported	021-87808

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDREWS, ASHLEY, CHASE	Shareholder	C	yes	01/1997	Mar 30, 2017	Apr 26, 2021
ANDREWS, MATTHEW, CHASE	MANAGING MEMBER	Na	yes	06/2016	Mar 30, 2017	Apr 26, 2021
ANDREWS, SUZANNE, CHAMPION	Shareholder	C	yes	01/1997	Mar 30, 2017	Apr 26, 2021
PRIVATE CAPITAL ADVISORS, INC.	MANAGING MEMBER	E	yes	01/2003	Apr 10, 2012	Apr 26, 2021
PRIVATE MANAGEMENT AND CONSULTING GROUP, INC.	HOLDING COMPANY	E	yes	03/2003	Apr 10, 2012	Apr 26, 2021
SCAMBIA, ELLEN, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Mar 31, 2020	Apr 26, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVATE CAPITAL ADVISORS, INC.	n/a	Independent wealth	$1.3B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Apr 26, 2021	$6.1M	$6.1M	3	2	0	1	$6.1M
2019	Mar 31, 2020	$5.5M	$5.5M	3	2	0	1	$5.5M
2018	Mar 28, 2019	$4.4M	$4.4M	3	2	0	1	$4.4M
2017	Mar 29, 2018	$5.2M	$5.2M	3	0	0	1	$5.2M
2016	Mar 30, 2017	$5.0M	$5.0M	3	2	n/a	1	$5.0M
2015	Mar 25, 2016	$8.9M	$8.9M	3	2	n/a	1	$8.9M
2014	Mar 19, 2015	$16.2M	$16.2M	3	2	n/a	1	$16.2M
2013	Mar 20, 2014	$22.0M	$22.0M	3	2	n/a	1	$22.0M
2012	Mar 25, 2013	$21.6M	$21.6M	3	3	n/a	1	$21.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$6.1M	$5.5M	12.3%	$5.2M	5.8%	3	3	0	0

Relationships

Affiliated with (4)

← PENBROOK MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor
factForm ADV
← PRIVATE CAPITAL ADVISORS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
← PRIVATE CAPITAL ASSET MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ PRIVATE CAPITAL ADVISORS, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ BAYBERRY-WEST PARTNERS, L.P.Private fundHedge Fund, ERA
Apr 10, 2012 to presentfactForm ADV

Controls (6)

← PRIVATE CAPITAL ADVISORS, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Apr 10, 2012 to presentfactForm ADV
← SCAMBIA, ELLEN, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2020 to presentfactForm ADV
← ANDREWS, SUZANNE, CHAMPIONOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2017 to presentfactForm ADV
← ANDREWS, ASHLEY, CHASEOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2017 to presentfactForm ADV
← ANDREWS, MATTHEW, CHASEOwnerMANAGING MEMBER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← PRIVATE MANAGEMENT AND CONSULTING GROUP, INC.OwnerHOLDING COMPANY, ownership code E, domestic entity
Apr 10, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2020
Control person joined
Marie Ellen Scambia (Chief Compliance Officer) appeared on Schedule A of Private Capital Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Control person left
Stephen Robert Anderson (Member) no longer on Schedule A of Private Capital Strategies, Llc (listed 2019-03-28, absent 2020-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Control person left
Margaret Ann Torregrossa (Chief Compliance Officer) no longer on Schedule A of Private Capital Strategies, Llc (listed 2019-03-28, absent 2020-03-31)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0b7e580-ee66-6b09-2bb1-e41c7a1b2af7
First observed: Apr 10, 2012
Last observed: Apr 26, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE CAPITAL STRATEGIES, LLC

CRD 163569

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0b7e580-ee66-6b09-2bb1-e41c7a1b2af7

Data as of Apr 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BAYBERRY-WEST PARTNERS, L.P.

Hedge Fund

$5.2M

Mar 21, 2024

Apr 10, 2012

reported

021-87808

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDREWS, ASHLEY, CHASE

Shareholder

yes

01/1997

Mar 30, 2017

Apr 26, 2021

ANDREWS, MATTHEW, CHASE

MANAGING MEMBER

yes

06/2016

Mar 30, 2017

Apr 26, 2021

ANDREWS, SUZANNE, CHAMPION

Shareholder

yes

01/1997

Mar 30, 2017

Apr 26, 2021

PRIVATE CAPITAL ADVISORS, INC.

MANAGING MEMBER

yes

01/2003

Apr 10, 2012

Apr 26, 2021

PRIVATE MANAGEMENT AND CONSULTING GROUP, INC.

HOLDING COMPANY

yes

03/2003

Apr 10, 2012

Apr 26, 2021

SCAMBIA, ELLEN, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2020

Mar 31, 2020

Apr 26, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVATE CAPITAL ADVISORS, INC.

n/a

Independent wealth

$1.3B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Apr 26, 2021

$6.1M

2019

Mar 31, 2020

$5.5M

2018

Mar 28, 2019

$4.4M

2017

Mar 29, 2018

$5.2M

2016

Mar 30, 2017

$5.0M

n/a

$5.0M

2015

Mar 25, 2016

$8.9M

n/a

$8.9M

2014

Mar 19, 2015

$16.2M

n/a

$16.2M

2013

Mar 20, 2014

$22.0M

n/a

$22.0M

2012

Mar 25, 2013

$21.6M

n/a

$21.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$6.1M

$5.5M

12.3%

$5.2M

5.8%