DFX Intelligence

S•••••• J•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••••• J•••••• B••••••

Advisor at C•••••• S•••••• L••

Chattanooga, TN | ATHENS, TN

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Search this name across graphsid dfx:ria:e0badcfd-5e94-f5b5-1d06-15e2d05899a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S•••••• L••	Independent wealth	Jan 10, 2017	n/a	yes	Chattanooga, TN\|ATHENS, TN\|Chattanooga, TN	Current employment
B••••••••• I••••••••• G••••• L••	Independent wealth	Sep 17, 2015	Jan 3, 2017	no	HIXSON, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• I••••••••• G••••• L••	C•••••• S•••••• L••	Jan 3, 2017	Jan 10, 2017	7	Firm change	Other
G••••••• W••••• M••••••••• L••	B••••••••• I••••••••• G••••• L••	Aug 24, 2015	Sep 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
148114:286098:TN:2017-01-03	Jan 3, 2017	Jan 10, 2017	HIXSON, TN	Firm change

Relationships

Registered with (5)

→ C•••••• S•••••• L••Registered adviserregistration: current employment
Jan 10, 2017 to presentfactForm ADV
→ B••••••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Sep 17, 2015 to Jan 3, 2017factForm ADV
→ G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2013 to Aug 24, 2015factForm ADV
→ H•• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0badcfd-5e94-f5b5-1d06-15e2d05899a4
First observed: Nov 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.