DFX Intelligence

T••••• R• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

T••••• R• G•••••••

Advisor at B••••••••• C•••••• M••••••••• L••

WHEATON, IL | Durham, NC

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Jan 19, 2022	n/a	yes	WHEATON, IL\|Durham, NC	Current employment
G••••••• I••••••••• L••	Independent wealth	Apr 7, 2015	Jun 15, 2021	no	ARDEN HILLS, MN\|DURHAM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	B••••••••• C•••••• M••••••••• L••	Jun 15, 2021	Jan 19, 2022	218	Firm change	RIA to RIA
C••••••• R••••••••• P•••••••• I•••	B••••••••• C•••••• M••••••••• L••	Jun 15, 2021	Jan 19, 2022

Relationships

Registered with (3)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2015 to Jun 15, 2021factForm ADV
→ C••••••• R••••••••• P•••••••• I•••Registered adviserregistration: previous registration
Mar 24, 2015 to Jun 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 24, 2015
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.